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Regulatory framework

Last updated 2026-01-12

Novabit Capital Investments operates under a documented compliance framework covering custody, client-money segregation, KYC/AML, and market conduct.

Custody & segregation

Client digital assets are held with qualified custody partners under SOC 2-aligned controls. Operational wallets are segregated from cold storage, and cold storage keys are protected by multi-party computation.

Fiat client money is held in segregated accounts with tier-1 banking partners. It is not commingled with Novabit's operating capital and is protected from company creditors.

KYC & AML

All investors complete identity verification and sanctions screening before funding. We retain records in line with jurisdictional requirements and cooperate fully with regulator requests.

Source-of-funds review is applied to large deposits and withdrawals. Unusual patterns are escalated through an internal compliance workflow.

Market conduct

Order execution is routed to maximise best-price and minimise conflict of interest. We do not internalise flow against proprietary trading.

All fees are disclosed before funding. There are no hidden spreads on listed plans.

Wind-down plan

A documented wind-down plan is on file with our principal regulator. In the event operations cease, client assets remain the property of the investor and are returned via the segregated custody arrangements described above.